Ashika Group

ANNEXURE - B

Investor Complaints Data – Ashika Stock Services Limited (Broking)


Data for September 2026

S.No. Recd from Carried forward from previous month Received during the month Total Pending Resolved Pending at the end of the Month Average Resolution on time (in days)
Pending for less than 3 months Pending for more than 3 months
1. Directly from Investors ---- ---- ---- ---- ---- ----
2. SEBI (Scores) 1 1 2 1 1 20
3. Stock Exchanges ---- ---- ---- ---- ---- ----
4. Other Sources (if any) ---- ---- ---- ---- ---- ----
5. Grand Total ---- ---- ---- ---- ---- ----

Trend of Monthly Disposal of Complaints

S.No. Month Carried forward from previous month Received Resolved Pending
01 Oct 2025 ---- 1 ---- 1
02 Nov 2025 1 ---- 1 ----
03 Dec 2025 ---- 1 ---- 1
04 Jan 2026 1 ---- 1 ----
05 Feb 2026 ---- 2 ---- 2
06 Mar 2026 2 ---- 2 ----
07 Apr 2026 ---- 3 ---- 3
08 May 2026 3 ---- 3 ----
09 June 2026 ---- 3 ---- 3
10 July 2026 3 ---- 1 2
11 Aug 2026 2 ---- 1 1
12 Sep 2026 1 1 1 1


Trend of Annual Disposal of Complaints

S.No. Year Carried forward from previous Year Received Resolved Pending
1. 2018-19 ---- 4 4 ----
2. 2019-20 ---- 3 3 ----
3. 2020-21 ---- 3 3 ----
4. 2021-22 ---- 5 5 ----
5. 2022-23 ---- 10 7 3
6. 2023-24 3 8 11 ----
7. 2024-25 ---- 6 4 2
8. 2025-26 2 13 15 ----
9. 2026-27 ---- 7 6 1
GRAND TOTAL 59 58 1

Includes ODR, SEBI Scores, arbitration and complains with exchanges

Investor Complaints Data – Ashika Stock Services Limited (Research Division)


Data for September 2026

S.No. Received from Pending at the end of the Month Received Resolved* Total Pending# Pending complaints > 3 Month Average Resolution on time (in days)
1. Directly from Investors ---- ---- ---- ---- ---- ----
2. SEBI (Scores 2.0) ---- ---- ---- ---- ---- ----
3. Other Sources (if any) ---- ---- ---- ---- ---- ----
Grand Total ---- ---- ---- ---- ---- ----


Trend of Monthly Disposal of Complaints

S.No. Month Carried forward from previous month Received Resolved * Pending #
01 Oct 2025 ---- ---- ---- ----
02 Nov 2025 ---- ---- ---- ----
03 Dec 2025 ---- ---- ---- ----
04 Jan 2026 ---- ---- ---- ----
05 Feb 2026 ---- ---- ---- ----
06 Mar 2026 ---- ---- ---- ----
07 Apr 2026 ---- ---- ---- ----
08 May 2026 ---- ---- ---- ----
09 June 2026 ---- ---- ---- ----
10 July 2026 ---- ---- ---- ----
11 Aug 2026 ---- ---- ---- ----
12 Sep 2026 ---- ---- ---- ----
Grand Total ---- ---- ---- ----


Trend of Annual Disposal of Complaints

S.No. Year Carried forward from previous Year Received Resolved * Pending #
1. 2024-25 ---- ---- ---- ----
2. 2025-26 ---- ---- ---- ----
3. 2026-27 ---- ---- ---- ----
GRAND TOTAL ---- ---- ---- ----

*Inclusive of complaints of previous months/years resolved in the current month/years

# Inclusive of complaints pending as on the last day of the month/year

Investor Complaints Data – Ashika Global Family Office Services Private Limited (Research Division)


Data for September 2026

S.No. Received from Pending at the end of the Month Received Resolved* Total Pending# Pending complaints > 3 Month Average Resolution on time (in days)
1. Directly from Investors ---- ---- ---- ---- ---- ----
2. SEBI (Scores 2.0) ---- ---- ---- ---- ---- ----
3. Other Sources (if any) ---- ---- ---- ---- ---- ----
Grand Total ---- ---- ---- ---- ---- ----


Trend of Monthly Disposal of Complaints

S.No. Month Carried forward from previous month Received Resolved * Pending #
01 Oct 2025 ---- ---- ---- ----
02 Nov 2025 ---- ---- ---- ----
03 Dec 2025 ---- ---- ---- ----
04 Jan 2026 ---- ---- ---- ----
05 Feb 2026 ---- ---- ---- ----
06 Mar 2026 ---- ---- ---- ----
07 Apr 2026 ---- ---- ---- ----
08 May 2026 ---- ---- ---- ----
09 June 2026 ---- ---- ---- ----
10 July 2026 ---- ---- ---- ----
11 Aug 2026 ---- ---- ---- ----
12 Sep 2026 ---- ---- ---- ----
Grand Total


Trend of Annual Disposal of Complaints

S.No. Year Carried forward from previous Year Received Resolved * Pending #
1. 2024-25 ---- ---- ---- ----
2. 2025-26 ---- ---- ---- ----
3. 2026-27 ---- ---- ---- ----
GRAND TOTAL ---- ---- ---- ----

*Inclusive of complaints of previous months/years resolved in the current month/years

# Inclusive of complaints pending as on the last day of the Month/ Year